We have an Incentive Plan for our Collections Department. If your credit union offers an incentive plan for Collections, I am interested in seeing how it is structured (or the criteria), and what controls are in place.
Does anyone have an audit program for reviewing user access rights? I will definitely look at access rights to our core system, but would like to know if anyone has also included network access. We want to make sure that employees have access to what they need and don't have access to what they don't need based on the job duties. If you have a program to share please email me. Also any ideas or thoughts would be appreciated. Thanks.
Does anyone have an Incentive Plan audit program they could share with me?
I am trying to do some benchmarking against other credit unions to find out how they are "dealing with" NCUA Letter to CU 10-CU-03 regarding "Concentration Risk." During our 2011 examination, our examiner said that we were required to comply with the letter and wrote us up for non-compliance. I am trying to assist management with developing compliance with the letter. Would anyone be able to share how your credit union has reacted to this guidance and what types of policies, procedures or reporting has been put in place to comply? Thank you.
Hello, I was hoping for some insight about the format of your supervisory committee meetings. More specifically do you report on every single audit/review performed and is each audit/review discussed? How many reports are typically provided on a monthly basis to the committee?My issue is that our meeting package continues to grow, we were at nearly 100 pages this month. Thank you,Tim Merwintimm@1stcomm.org
Hi,I am currently studying for the CFSA exam and was wondering if anyone who has taken the exam could provide any advice? Would you suggest any additional reading materials besides the study guide? Any advice or helpful hints are much appreciated!Thanks!
Does anyone have an indirect lending audit program they would be willing to share? Thanks dwilliamson@ttcu.com
Kids are putting Drano, tin foil, and a little water in plastic drink bottles and capping it up - leaving it on lawns, in mail boxes, in gardens, on driveways etc. just waiting for you to pick it up intending to put it in the rubbish, but you'll never make it!!! If the bottle is picked up, and the bottle is shaken even just a little - in about 30 seconds or less it builds up enough gas which then explodes with enough force to remove some of your extremities. The liquid that comes out is boiling hot as well.
Does anyone have a Record Retention "Risk Assessment" or seen one worthwhile? I have an audit but not a risk assessment Thanks
Is anyone aware of/can recommend a few third party firms that can conduct an ERM program audit? Our newly created ERM department is approximately a year old and the goal is to obtain a third party review to ensure it is functioning on point and to obtain pointers on best practices available.
