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Sheshunoff Internal Auditing Manual
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Hello all -- I am a brand new credit union internal auditor in the process of building a formal IA function.  I noticed that Sheshunoff publishes an Internal Auditing Manual for Credit Unions.  Does anyone have experience with this publication?  If so, is it a worthwhile purchase, or does it mostly duplicate information available in the ACUARP audit guide?  I am hoping that some of the experienced internal auditors on this board can provide some feedback.           Scott Adams

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IT Risk Assessment
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Good afternoon, is there anyone who is willing to share their IT risk assessment? Thanks so much!  

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Audit Staffing Levels
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Hello All~I have been asked to provide peer-to-peer numbers to support the need to replace a retiring staff member. I am looking for other credit unions with somewhwere around 1.5 to 2.5 B in assets.  If you could provide the number of FTEs in your Audit Department, along with total FTEs at your CU, and whether or not internal audit provides the mortgage QC function that would be very helpful.Thanks! 

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Nondeposit Investment Product Sales
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I was wondering if anyone has a Non-deposit Investment Product audit program that they would be willing to share.   Also, I was wondering if you have any advice with regard to signage/seperation.  We have three branches.  The rep is housed out of one branch, but travels to the other two and meets with clients in empty offices in those branches.  Any guidance you have regarding separation/signage required even if he is only at these locations occasionally.   We recently contracted with a third party to offer these services at our credit union and would like to ensure we get off to a proper s

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Audit Reports to Full Board
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Our Board of Directors has a secure website that they log into to download monthly Board Reports and other information.  We are looking at putting Internal/External Audit and Exam reports on the site for the Supervisory Committee.  Is there any reason or rule that prohibits the whole Board from having access to these reports?  What is your opinion on allowing full Board Access?Thank you for your comments,Dale 

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Conflict of Interest Policy
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Would anyone be willing to share their conflict of interest policy as it pertains to board members and employees?  Thanks.

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Supervisory Committee Involvement
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This post would be for those credit union's with an asset size of 125 - 250 million.  I would like to know if your Supervisory Committee members are allowed to assist with or do smaller audits to help out?  We are a $138 million shop, with 7 branches and a 1 person Audit Department (me).  My SC Chair would like to have the group go into the branches to conduct surprise cash count audits.  I would like to know your asset size; the number of branches you have, and how you go about keeping your Supervisory Committee grounded?  Thank you in advance for any assistance. Randy Brackman, Internal A

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Risk Management Books
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Hello everyone - I am just starting out as a credit union internal auditor, and I have been asked to facilitate the ERM process.  While I understand that software can help organize the process, I would like to obtain a better understanding of the underlying process and theory.  Is anyone aware of any books/resources that explain the process in detail?  In addition, do the software programs provide a "warehouse" of potential risks (i.e.

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Information Security Officer (ISO) and Risk Management
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I would like to know how your ISO is positioned within the organization.  This would be an individual or group who is dedicated solely to assessing IT's security framework.Does that individual or group report within the IT Dept or other area, sayRisk Management?  How large is your institution?Any help is appreciated.

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Does anyone have an Internal Control Policy?
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Hello, ACUIA members:Do any of you have an Internal Control Policy they would be willing to share as a sample policy? Your help would be appreciated. Thank you!Carol Voigt,Internal Audit Manager,Community Choice CU,Farmington Hills, MI,Toll free number:  1-877-243-2528, Ext. 1051

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